Author: Ben Henry-Moreland
Source
As fiduciaries, financial advisors are required to disclose any conflicts of interest that exist between themselves and their current and potential clients. The conflicts themselves can range from compensation models that impact how much money an advisor might earn as the result of a recommendation (such as specific product recommendations for advisors compensated on commissionRead More…
The post Why Advertising “Conflict-Free” Advice Could Violate The SEC’s Marketing Rule first appeared on Kitces.com.